by Steven Pinker, Viking, September 26, 2002, 978-0670031511
Steven Pinker is a psychology professor. The book is about a theory
of human behavior, but first he sets up the epistemology of the way we
think about human behavior. The three laws he presents throw out much
of what we believe, and in particular, the Tabula Rasa, the Blank
Slate (empiricism) we think all humans are when they are born. Cold
moms cause autism and schizophrenia is caused by double binds. Genes
have nothing to do with it. While you may not believe this literal
bold statement, you probably believe in some of the other theories
which dominate the nature vs nurture debate
The other two important theories of behavior which Pinker debunks are
the Noble Savage (romanticism) and the Ghost in the Machine (dualism).
We are innocent babes, Noble Savages, who just need to be shown The
Way. Society's structures are ill-formed to help keep us that way.
Oh to be children again. What explains the Lord of the Flies we
commonly see on playgrounds?
The Ghost in the Machine comes from Judeo-Christian philosphy. The
soul is this ethereal entity, distinct from our bodies. The soul
does not behave according to physical laws (Descartes). Rather, our
minds are us, and our bodies might not actually exist. Hobbes tried
to convince us that our minds and bodies are mechanical entities, and
there is no such thing as free will. We are no different than
insects.
Pinker in the argues that genetics drive 50% of our behavior and 50%
on the unique environment (as opposed to the shared environment of the
home) in our lives. Kids are different, because their genes differ.
Identical twins are different, because their peers (and the outside
world in general) treat them differently. Parents have little to do
with the behavior of their children.
As a parent, the second (home life is irrelevant) and third (peers
rule) laws were the hardest to swallow. I see genes at play, but I
feel like I'm the cause of my kids bad behavior (and rarely their good
behavior, which I attribute to genes). After reading the whole book,
I have to say that Pinker makes sense of what I have seen. A trivial
but concrete example, my kids talk with a Colorado accent, even though
my wife and I are not from here, and we spent most of their
"formative" years talking to them as the Good Books say we should. My
best friend growing up spoke Spanish with his parents but with a New
York accent.
The Blank Slate is an excellent and well-written book. You'll be
surprised by the many studies he presents. You might even change your
beliefs about parenting and why we act the way we do.
[k608] We realize that no mandarin is wise enough to be entrusted with
directing the evolution of the species, and that it is wrong in any
case for the government to interfere with such a personal decision as
having a child. The very idea that the members of an ethnic group
should be persecuted because of their biology fills us with revulsion.
[k614] Most Victorian gentlemen could not have imagined that the
coming century would see a nation-state forged by Jewish pioneers and
soldiers, a wave of African American public intellectuals, or a
software industry in Bangalore. Nor could they have anticipated that
women would lead nations in wars, run huge corporations, or win Nobel
Prizes in science. We now know that people of both sexes and all races
are capable of attaining any station in life.
[k620] The doctrine of the Blank Slate became entrenched in
intellectual life in a form that has been called the Standard Social
Science Model or social constructionism. The model is now second
nature to people and few are aware of the history behind it. Carl
Degler,
[k643] John Locke and other Enlightenment thinkers. For Locke the
Blank Slate was a weapon against the church and tyrannical monarchs,
but these threats had subsided in the English-speaking world by the
nineteenth century. Locke's intellectual heir John Stuart Mill
(1806--1873) was perhaps the first to apply his blank-slate psychology
to political concerns we recognize today. He was an early supporter of
women's suffrage, compulsory education, and the improvement of the
conditions of the lower classes.
[k667] In behaviorism, an infant's talents and abilities didn't matter
because there was no such thing as a talent or an ability.
[k696] Behaviorism not only took over psychology but infiltrated the
public consciousness. Watson wrote an influential childrearing manual
recommending that parents establish rigid feeding schedules for their
children and give them a minimum of attention and love. If you comfort
a crying child, he wrote, you will reward him for crying and thereby
increase the frequency of crying behavior.
[k701] If we turned society into a big Skinner box and controlled
behavior deliberately rather than haphazardly, we could eliminate
aggression, overpopulation, crowding, pollution, and inequality, and
thereby attain utopia. The noble savage became the noble pigeon.
[k757] But Boas had created a monster. His students came to dominate
American social science, and each generation outdid the previous one
in its sweeping pronouncements. Boas's students insisted not just that
differences among ethnic groups must be explained in terms of culture
but that every aspect of human existence must be explained in terms of
culture. For example,
I particularly enjoy his references to the tree of followers
created by influential thinkers.
[k815] The superorganic or group mind also became an article of faith
in social science. Robert Lowie (another Boas student) wrote, "The
principles of psychology are as incapable of accounting for the
phenomena of culture as is gravitation to account for architectural
styles."
[k835] In 1950, for example, he drafted a manifesto for the newly
formed UNESCO that declared, "Biological studies lend support to the
ethic of universal brotherhood, for man is born with drives toward
co-operation, and unless these drives are satisfied, men and nations
alike fall ill." With the ashes of thirty-five million victims of
World War II still warm or radioactive, a reasonable person might
wonder how "biological studies" could show anything of the kind. The
draft was rejected,
[k923] The first idea: The mental world can be grounded in the
physical world by the concepts of information, computation, and
feedback. A great divide between mind and matter has always seemed
natural because behavior appears to have a different kind of trigger
than other physical events. Ordinary events have causes, it seems, but
human behavior has reasons.
[k980] A second idea: The mind cannot be a blank slate, because blank
slates don't do anything. As long as people had only the haziest
concept of what a mind was or how it might work, the metaphor of a
blank slate inscribed by the environment did not seem too
outrageous. But as soon as one starts to think seriously about what
kind of computation enables a system to see, think, speak, and plan,
the problem with blank slates becomes all too obvious: they don't do
anything.
[k1024] A third idea: An infinite range of behavior can be generated
by finite combinatorial programs in the mind. Cognitive science has
undermined the Blank Slate and the Ghost in the Machine in another
way. People can be forgiven for scoffing at the suggestion that human
behavior is "in the genes" or "a product of evolution" in the senses
familiar from the animal world.
[k1047] Once one starts to think about mental software instead of
physical behavior, the radical differences among human cultures become
far smaller, and that leads to a fourth new idea: Universal mental
mechanisms can underlie superficial variation across cultures. Again,
we can use language as a paradigm case of the open-endedness of
behavior. Humans speak some six thousand mutually unintelligible
languages. Nonetheless, the grammatical programs in their minds differ
far less than the actual speech coming out of their mouths. We have
known for a long time that all human languages can convey the same
kinds of ideas.
[k1102] The behaviorists got it backwards: it is the mind, not
behavior, that is lawful. A fifth idea: The mind is a complex system
composed of many interacting parts. The psychologists who study
emotions in different cultures have made another important
discovery. Candid facial expressions appear to be the same everywhere,
but people in some cultures learn to keep a poker face in polite
company.
[k1216] These gross features of the brain are almost certainly not
sculpted by information coming in from the senses, which implies that
differences in intelligence, scientific genius, sexual orientation,
and impulsive violence are not entirely learned. ### The brain could
not possibly be wired by the genes down to the last synapse, because
there isn't nearly enough information in the genome to do so.
[k1223] Becoming stronger in math or motor coordination or visual
discrimination does not bulk up the brain the way becoming stronger at
weightlifting bulks up the muscles.
[k1233] Chimpanzees brought up in a human home do not speak, think, or
act like people, and that is because of the information in the ten
megabytes of DNA that differ between us.
[k1368] Natural selection is the only physical process we know of that
can simulate engineering, because it is the only process in which how
well something works can play a causal role in how it came to be.
[k1535] THE FIRST STEP in connecting culture to the sciences of human
nature is to recognize that culture, for all its importance, is not
some miasma that seeps into people through their skin. Culture relies
on neural circuitry that accomplishes the feat we call learning. Those
circuits do not make us indiscriminate mimics but have to work in
surprisingly subtle ways to make the transmission of culture possible.
[k1657] CULTURE, THEN, IS a pool of technological and social
innovations that people accumulate to help them live their lives, not
a collection of arbitrary roles and symbols that happen to befall
them.
[k1885] No one has the slightest idea how many genes it would take to
build a system of hard-wired modules, or a general-purpose learning
program, or anything in between--to say nothing of original sin or the
superiority of the ruling class. In our current state of ignorance of
how the genes build a brain, the number of genes in the human genome
is just a number.
[k1904] James Watson points out that we should recalibrate our
intuitions about what a given number of genes can do: "Imagine
watching a play with thirty thousand actors. You'd get pretty
confused."
[k2190] Take the development of the body. The genes that build a femur
cannot specify the exact shape of the ball on top, because the ball
has to articulate with the socket in the pelvis, which is shaped by
other genes, nutrition, age, and chance. So the ball and the socket
adjust their shapes as they rotate against each other while the baby
kicks in the womb. (We know this because experimental animals that are
paralyzed while they develop end up with grossly deformed joints.)
Similarly, the genes shaping the lens of the growing eye cannot know
how far back the retina is going to be or vice versa. So the brain of
the baby is equipped with a feedback loop that uses signals about the
sharpness of the image on the retina to slow down or speed up the
physical growth of the eyeball. These are good examples of
"plasticity," but the metaphor of plastic material is misleading. The
mechanisms are not designed to allow variable environments to shape
variable organs. They do the opposite: they ensure that despite
variable environments, a constant organ develops, one that is capable
of doing its job.
[k2213] Most evolutionary biologists believe that natural selection
can support a genome that is only so big.
[k2227] One of the rules of learning in neural networks, first
outlined by the psychologist D. O. Hebb, is that "neurons that fire
together wire together; neurons out of synch fail to link." As the
waves crisscross the retina for days and weeks, the visual thalamus
downstream could organize itself into layers, each from a single eye,
with adjacent neurons responding to adjacent parts of the retina. The
cortex, in theory,
[k2236] But in the case of Shatz's cats, it works without any
environmental input at all. The visual system develops in the
pitch-dark womb, before the animal's eyes are open and before its rods
and cones are even hooked up and functioning. The retinal waves are
generated endogenously by the tissues of the retina during the period
in which the visual brain has to wire itself up. In other words, the
eye generates a test pattern, and the brain uses it to complete its
own assembly. ### the same place in the eye. A rough analogy occurred
to me when I watched the cable TV installer figure out which cable in
the basement led to a particular room upstairs. He attached a tone
generator called a "screamer" to the end in the bedroom and then ran
downstairs to listen for the signal on each cable in the bouquet
coming out of the wall. Though the cables were designed to carry a
television signal upstairs, not a test tone downstairs, they lent
themselves to this other use during the installation process because
an information conduit is useful for both purposes. The moral is that
a discovery that brain development depends on brain activity may say
nothing about learning or experience, only that the brain takes
advantage of its own information-transmission abilities while wiring
itself up.
[k2263] This is simply a corollary of the general point with which I
began the chapter: the environment cannot tell the various parts of an
organism what their goals are. The doctrine of extreme plasticity has
used the plasticity discovered in primary sensory cortex as a metaphor
for what happens elsewhere in the brain. The upshot of these two
sections is that it is not a very good metaphor. If the plasticity of
sensory cortex symbolized the plasticity of mental life as a whole, it
should be easy to change what we don't like about ourselves or other
people.
[k2274] With a few dubious exceptions (which are probably instances of
conscious self-control rather than a change in desire), the sexual
orientation of most gay men cannot be reversed by experience. Some
parts of the mind just aren't plastic, and no discoveries about how
sensory cortex gets wired will change that fact.
[k2280] Neural tissue is not a magical substance that can assume any
form demanded of it but a mechanism that obeys the laws of cause and
effect. When we take a closer look at the prominent examples of
plasticity, we discover that the changes are not miracles after
all. In every case, the altered cortex is not doing anything very
different from what it ordinarily does.
The word invented struck me oddly when I first read it in this
sentence, but it makes sense. When we modify an existing system, we
are inventing a new one. We often think of inventions coming out of
thin air but they don't. Inventions never occur in a vacuum just like
evolution started at the time of the big bang and is going forward
incrementally ever since.
[k2360] One team invented a mouse whose synapses were completely shut
down, preventing neurons from signaling to one another. Its brain
developed fairly normally, complete with layered structures, fiber
pathways, and synapses in the right places. (
[k2802] NO ONE SHOULD be surprised that claims about human nature are
controversial. Obviously any such claim should be scrutinized and any
logical and empirical flaws pointed out, just as with any scientific
hypothesis. But the criticism of the new sciences of human nature went
well beyond ordinary scholarly debate. It turned into harassment,
slurs, misrepresentation, doctored quotations, and, most recently,
blood libel.
[k2819] BEHAVIORAL SCIENCE IS not for sissies. Researchers may wake up
to discover that they are despised public figures because of some area
they have chosen to explore or some datum they have stumbled
upon. Findings on certain topics--daycare, sexual behavior, childhood
memories, the treatment of substance abuse--may bring on vilification,
harassment, intervention by politicians, and physical assault.
Pinker goes to great lengths to discuss the details associated
with the anti-behavioral genetics crowd. It does smack of protesting
too much. I am convinced already. One refutation or two is enough for
me, the layman. No amount of refutations will convince the
unconvertable. For them it is about about belief, not science.
[k2881] Lewontin wrote a book whose jacket precis claims that "our
genetic endowments confer a plasticity of psychic and physical
development, so that in the course of our lives, from conception to
death, each of us, irrespective of race, class, or sex, can develop
virtually any identity that lies within the human ambit."
[k2904] Twenty years later, Gould wrote that "Homo sapiens is not an
evil or destructive species." His new argument comes from what he
calls the Great Asymmetry. It is "an essential truth," he writes, that
"good and kind people outnumber all others by thousands to one."
Moreover, "we perform 10,000 acts of small and unrecorded kindness for
each surpassingly rare, but sadly balancing, moment of cruelty." The
statistics making up this "essential truth" are pulled out of the air
and are certainly wrong: psychopaths, who are definitely not "good and
kind people," make up about three or four percent of the male
population, not several hundredths of a percent. But even if we accept
the figures, the argument assumes that for a species to count as "evil
and destructive," it would have to be evil and destructive all the
time, like a deranged postal worker on a permanent rampage. It is
precisely because one act can balance ten thousand kind ones that we
call it "evil." Also,
[k3167] This is exactly the difference between a living animal and a
dead one; and I say the same of the moon, of Jupiter, and of all other
world globes. ...Those who so greatly exalt incorruptibility,
inalterability, et cetera, are reduced to talking this way, I believe,
by their great desire to go on living, and by the terror they have of
death. They do not reflect that if men were immortal, they themselves
would never have come into the world. Such men really deserve to
encounter a Medusa's head which would transmute them into statues of
jasper or diamond, and thus make them more perfect than they
are. Today we see things Galileo's way. It's hard for us to imagine
why the three-dimensional arrangement of rock and gas in space should
have anything to do with right and wrong or with the meaning and
purpose of our lives. The moral sensibilities of Galileo's time
eventually adjusted to the astronomical facts, not just because they
had to give a nod to reality but because the very idea that morality
has something to do with a Great Chain of Being was daffy to begin
with.
[k3189] The anxiety about human nature can be boiled down to four
fears: If people are innately different, oppression and discrimination
would be justified. If people are innately immoral, hopes to improve
the human condition would be futile. If people are products of
biology, free will would be a myth and we could no longer hold people
responsible for their actions. If people are products of biology, life
would have no higher meaning and purpose.
[k3195] It's not just that claims about human nature are less
dangerous than many people think. It's that the denial of human nature
can be more dangerous than people think. This makes it imperative to
examine claims about human nature objectively, without putting a moral
thumb on either side of the scale, and to figure out how we can live
with the claims should they turn out to be true.
One of the more interesting things about science is that it is
not fragile. Science simply says that ideas can be tested. Science
makes no moral judgments. Morals are difficult if you base them on an
externality. Morals are not fragile if you accept you might be wrong
about them. You believe them, because they align with your
experience. You change them when you learn something new which
contradicts your prior experience.
[k3215] The problem is not with the possibility that people might
differ from one another, which is a factual question that could turn
out one way or the other. The problem is with the line of reasoning
that says that if people do turn out to be different, then
discrimination, oppression, or genocide would be OK after
all. Fundamental values (such as equality and human rights) should not
be held hostage to some factual conjecture about blank slates that
might be refuted tomorrow. In this chapter we will see how these
values might be put on a more secure foundation.
[k3286] SO COULD DISCOVERIES in biology turn out to justify racism and
sexism? Absolutely not! The case against bigotry is not a factual
claim that humans are biologically indistinguishable. It is a moral
stance that condemns judging an individual according to the average
traits of certain groups to which the individual belongs. Enlightened
societies choose to ignore race, sex, and ethnicity in hiring,
promotion, salary, school admissions, and the criminal justice system
because the alternative is morally repugnant.
[k3347] The best cure for discrimination, then, is more accurate and
more extensive testing of mental abilities, because it would provide
so much predictive information about an individual that no one would
be tempted to factor in race or gender. (This, however, is an idea
with no political future.)
[k3359] Denying driving and voting rights to young teenagers is a form
of age discrimination that is unfair to responsible teens. But we are
not willing to pay either the financial costs of developing a test for
psychological maturity or the moral costs of classification errors,
such as teens wrapping their cars around trees. Almost everyone is
appalled by racial profiling--pulling over motorists for "driving
while black." But after the 2001 terrorist attacks on the World Trade
Center and the Pentagon, about half of Americans polled said they were
not opposed to ethnic profiling--scrutinizing passengers for "flying
while Arab." People who distinguish the two must reason that the
benefits of catching a marijuana dealer do not outweigh the harm done
to innocent black drivers, but the benefits of stopping a suicide
hijacker do outweigh the harm done to innocent Arab
passengers. Cost-benefit analyses are also sometimes used to justify
racial preferences: the benefits of racially diverse workplaces and
campuses are thought to outweigh the costs of discriminating against
whites.
[k3464] Moreover, a given gene can lead to different behavior in
different environments. When the biochemist (and radical scientist)
George Wald was solicited for a semen sample by William Shockley's
sperm bank for Nobel Prize--winning scientists, he replied, "If you
want sperm that produces Nobel Prize winners you should be contacting
people like my father, a poor immigrant tailor. What have my sperm
given the world? Two guitarists!"
[k3479] The history of eugenics is one of many cases in which the
moral problems posed by human nature cannot be folded into familiar
left-right debates but have to be analyzed afresh in terms of the
conflicting values at stake.
[k3556] Nazism and Marxism shared a desire to reshape humanity. "The
alteration of men on a mass scale is necessary," wrote Marx; "the will
to create mankind anew" is the core of National Socialism, wrote
Hitler. They also shared a revolutionary idealism and a tyrannical
certainty in pursuit of this dream, with no patience for incremental
reform or adjustments guided by the human consequences of their
policies. This alone was a recipe for disaster.
[k3702] As soon as we recognize that there is nothing morally
commendable about the products of evolution, we can describe human
psychology honestly, without the fear that identifying a "natural"
trait is the same as condoning it.
[k3760] If, however, the mind is a system with many parts, then an
innate desire is just one component among others. Some faculties may
endow us with greed or lust or malice, but others may endow us with
sympathy, foresight, self-respect, a desire for respect from others,
and an ability to learn from our own experiences and those of our
neighbors.
Our choices are affected by anxiety which in turn affects our
choices. Like any system you can choose to use this feedback
negatively or positively, but you cannot simply pretend it is not part
of the system.
[k3925] One fear of determinism is a gaping existential anxiety: that
deep down we are not in control of our own choices. All our brooding
and agonizing over the right thing to do is pointless, it would seem,
because everything has already been preordained by the state of our
brains. If you suffer from this anxiety, I suggest the following
experiment. For the next few days, don't bother deliberating over your
actions. It's a waste of time, after all; they have already been
determined. Shoot from the hip, live for the moment, and if it feels
good do it. No, I am not seriously suggesting that you try this! But a
moment's reflection on what would happen if you did try to give up
making decisions should serve as a Valium for the existential
anxiety. The experience of choosing is not a fiction, regardless of
how the brain works. It is a real neural process, with the obvious
function of selecting behavior according to its foreseeable
consequences. It responds to information from the senses, including
the exhortations of other people. You cannot step outside it or let it
go on without you because it is you. If the most ironclad form of
determinism is real, you could not do anything about it anyway,
because your anxiety about determinism, and how you would deal with
it, would also be determined. It is the existential fear of
determinism that is the real waste of time.
Choice requires change, that is, to acknowledge the universe is
in flux and we must react at a conscious level to its whims. John
Conway has a mathematical proof of the existence of Free Will by
starting with the non-determinism inherent in quantum theory. At the end
of the proof he says that some people would call this Free Whim, and I
agree with that. It is impossible to define Free Will any other
way. To do so would be to eliminate some freedom in it by constraining
it. It is a bit like the Heisenberg Principle.
[k3938] But when we attribute an action to a person's brain, genes, or
evolutionary history, it seems that we no longer hold the individual
accountable. Biology becomes the perfect alibi, the
get-out-of-jail-free card, the ultimate doctor's excuse note. As we
have seen, this accusation has been made by the religious and cultural
right, who want to preserve the soul, and the academic left, who want
to preserve a "we" who can construct our own futures though in
circumstances not of our own choosing.
[k3975] Morality and law would be pointless. We could punish a
wrongdoer, but it would be sheer spite, because it could have no
predictable effect on the future behavior of the wrongdoer or of other
people aware of the punishment. On the other hand, if the soul is
predictably affected by the prospect of esteem and shame or reward and
punishment, it is no longer truly free, because it is compelled (at
least probabilistically) to respect those contingencies. What-ever
converts standards of responsibility into changes in the likelihood of
behavior--such as the rule "If the community would think you're a
boorish cad for doing X, don't do X"--can be programmed into an
algorithm and implemented in neural hardware. The soul is superfluous.
[k3991] Perhaps the brain amplifies random events at the molecular or
quantum level. Perhaps brains are nonlinear dynamical systems subject
to unpredictable chaos. Or perhaps the intertwined influences of genes
and environment are so complicated that no mortal will ever trace them
out with enough precision to predict behavior exactly.
[k4210] Even the most atheistic scientists do not, of course, advocate
a callous amorality. The brain may be a physical system made of
ordinary matter, but that matter is organized in such a way as to give
rise to a sentient organism with a capacity to feel pleasure and
pain. And that in turn sets the stage for the emergence of
morality. The reason is succinctly explained in the comic strip Calvin
and Hobbes.
[k4225] The alternative, then, to the religious theory of the source
of values is that evolution endowed us with a moral sense, and we have
expanded its circle of application over the course of history through
reason (grasping the logical interchangeability of our interests and
others'), knowledge (learning of the advantages of cooperation over
the long term), and sympathy (having experiences that allow us to feel
other people's pain).
[k4485] Yes, every snowflake is unique, and no category will do
complete justice to every one of its members. But intelligence depends
on lumping together things that share properties, so that we are not
flabbergasted by every new thing we encounter.
[k4827] But we can best protect ourselves against such manipulation by
pinpointing the vulnerabilities of our faculties of categorization,
language, and imagery, not by denying their complexity. The view that
humans are passive receptacles of stereotypes, words, and images is
condescending to ordinary people and gives unearned importance to the
pretensions of cultural and academic elites. And exotic pronouncements
about the limitations of our faculties, such as that there is nothing
outside the text or that we inhabit a world of images rather than a
real world, make it impossible even to identify lies and
misrepresentations, let alone to understand how they are promulgated.
[k4895] Traditional education is based in large part on the Blank
Slate: children come to school empty and have knowledge deposited in
them, to be reproduced later on tests. (Critics of traditional
education call this the "savings and loan" model.)
[k4899] Progressive educational practice, for its part, is based on
the Noble Savage. As A. S. Neill wrote in his influential book
Summerhill, "A child is innately wise and realistic. If left to
himself without adult suggestion of any kind, he will develop as far
as he is capable of developing." Neill and other progressive theorists
of the 1960s and 1970s argued that schools should do away with
examinations, grades, curricula, and even books. Though few schools
went that far,
[k4906] Both methods fare badly when students' learning is assessed
objectively, but advocates of the methods tend to disdain standardized
testing. An understanding of the mind as a complex system shaped by
evolution runs against these philosophies.
[k4910] Rather, education is a technology that tries to make up for
what the human mind is innately bad at. Children don'
[k4913] Far from being empty receptacles or universal learners, then,
children are equipped with a toolbox of implements for reasoning and
learning in particular ways, and those implements must be cleverly
recruited to master problems for which they were not designed. That
requires not just inserting new facts and skills in children's minds
but debugging and disabling old ones. Students ### cannot learn
Newtonian physics until they unlearn their intuitive impetus-based
physics. They cannot learn modern biology until they unlearn their
intuitive biology, which thinks in terms of vital essences. And they
cannot learn evolution until they unlearn their intuitive engineering,
which attributes design to the intentions of a designer.
[k4928] Geary points out a final implication. Because much of the
content of education is not cognitively natural, the process of
mastering it may not always be easy and pleasant, notwithstanding the
mantra that learning is fun. Children may be innately motivated to
make friends, acquire status, hone motor skills, and explore the
physical world, but they are not necessarily motivated to adapt their
cognitive faculties to unnatural tasks like formal mathematics. A
family, peer group,
[k4954] In the face of these difficult choices it is tempting to look
to biology to find or ratify boundaries such as "when life begins."
But that only highlights the clash between two incommensurable ways of
conceiving life and mind. The intuitive and morally useful concept of
an immaterial spirit simply cannot be reconciled with the scientific
concept of brain activity emerging gradually in ontogeny and
phylogeny. No matter where we try to draw the line between life and
nonlife, or between mind and nonmind, ambiguous cases pop up to
challenge our moral intuitions.
[k4960] The Catholic Church and certain other Christian denominations
designate conception as the moment of ensoulment and the beginning of
life (which, of course, makes abortion a form of murder). But just as
a microscope reveals that a ### conception" is not a moment at
all. Sometimes several sperm penetrate the outer membrane of the egg,
and it takes time for the egg to eject the extra chromosomes. What and
where is the soul during this interval?
[k4964] So the "moment" of conception is in fact a span of twenty-four
to forty-eight hours.
[k4968] The soul, by this reasoning, may be identified with the
genome. But during the next few days, as the embryo's cells begin to
divide, they can split into several embryos, which develop into
identical twins, triplets, and so on. ### Do identical twins share a
soul? Did the Dionne quintuplets make do with one-fifth of a soul
each? If not, where did the four extra souls come from? Indeed, every
cell in the growing embryo is capable, with the right manipulations,
of becoming a new embryo that can grow into a child. Does a multicell
embryo consist of one soul per cell, and if so, where do the other
souls go when the cells lose that ability? And not only can one embryo
become two people, but two embryos can become one person. Occasionally
two fertilized eggs, which ordinarily would go on to become fraternal
twins, merge into a single embryo that develops into a person who is a
genetic chimera: some of her cells have one genome, others have
another genome.
[k4975] For that matter, if human cloning ever became possible (and
there appears to be no technical obstacle), every cell in a person's
body would have the special ability that is supposedly unique to a
conceptus, namely developing into a human being. True, the genes in a
cheek cell can become a person only with unnatural intervention, but
that is just as true for an egg that is fertilized in vitro. Yet no
one would deny that children conceived by IVF have souls. The idea
that ensoulment takes place at conception is not only hard to
reconcile with biology but does not have the moral superiority
credited to it.
[k4991] The belief that bodies are invested with souls is not just a
product of religious doctrine but embedded in people's psychology and
likely to emerge whenever they have not digested the findings of
biology.
[k4998] Clones, in fact, are just identical twins born at different
times. If Einstein had a twin, he would not have been a zombie, would
not have continued Einstein's stream of consciousness if Einstein had
predeceased him, would not have given up his vital organs without a
struggle, and probably would have been no Einstein (since intelligence
is only partly heritable).
[k5007] The discovery that what we call "the person" emerges piecemeal
from a gradually developing brain forces us to reframe problems in
bioethics.
[k5034] There is no solution to these dilemmas, because they arise out
of a fundamental incommensurability: between our intuitive psychology,
with its all-or-none concept of a person or soul, and the brute facts
of biology, which tell us that the human brain evolved gradually,
develops gradually, and can die gradually. And that means that moral
conundrums such as abortion, euthanasia, and animal rights will never
be resolved in a decisive and intuitively satisfying way. This does
not mean that no policy ### dogma. As the bioethicist Ronald Green has
pointed out, it just means we have to reconceptualize the problem:
from finding a boundary in nature to choosing a boundary that best
trades off the conflicting goods and evils for each policy dilemma.
[k5054] WHEN A 1999 CYCLONE in India left millions of people in danger
of starvation, some activists denounced relief societies for
distributing a nutritious grain meal because it contained genetically
modified varieties of corn and soybeans (varieties that had been eaten
without apparent harm in the United States).
[k5061] A 2001 report by the European Union reviewed eighty-one
research projects conducted over fifteen years and failed to find any
new risks to human health or to the environment posed by genetically
modified crops. This is no surprise to a biologist. Genetically
modified foods are no more dangerous than "natural" foods because they
are not fundamentally different from natural foods. Virtually every
animal and vegetable sold in a health-food store has been "genetically
modified" for millennia by selective breeding and hybridization.
[k5068] So there is nothing especially safe about natural foods. The
"natural" method of selective breeding for pest resistance simply
increases the concentration of the plant's own poisons; one variety of
natural potato had to be withdrawn from the market because it proved
to be toxic to people. Similarly,
[k5105] They clamor for expensive measures to get chloroform and
trichloroethylene out of drinking water, though they are hundreds of
times more likely to get cancer from a daily peanut butter sandwich
(since peanuts can carry a highly carcinogenic mold).
[k5143] Nonetheless, understanding the difference between our best
science and our ancient ways of thinking can only make our individual
and collective decisions better informed.
[k5176] Economists refer to "the physical fallacy": the belief that an
object has a true and constant value, as opposed to being worth only
what someone is willing to pay for it at a given place and time. This
is simply the difference between the Equality Matching and Market
Pricing mentalities.
[k5204] The perilous fallacies we have seen in this chapter, for
example, would give high priority to economics, evolutionary biology,
and probability and statistics in any high school or college
curriculum. Unfortunately, most curricula have barely changed since
medieval times, and are barely changeable, because no one wants to be
the philistine who seems to be saying that it is unimportant to learn
a foreign language, or English literature, or trigonometry, or the
classics.
[k5240] The immediate problem with Malthusian prophecies is that they
underestimate the effects of technological change in increasing the
resources that support a comfortable life.
[k5248] But recently the economist Paul Romer has invoked the
combinatorial nature of cognitive information processing to show how
the circle might be squared after all. He begins by pointing out that
human material existence is limited by ideas, not by stuff. People
don'
[k5253] For example, petroleum used to be just a contaminant of water
wells; then it became a source of fuel, replacing the declining supply
of whale oil. Sand was once used to make glass; now it is used to make
microchips and optical fiber. Romer's second point is that ideas are
what economists call "nonrival goods." Rival goods, such as food,
fuel, and tools, are made of matter and energy. If one person uses
them, others cannot, as we recognize in the saying "You can't eat your
cake and have it." But ideas are made of information, which can be
duplicated at negligible cost. A recipe for bread, a blueprint for a
building, ### from the giver. The seemingly magical proliferation of
nonrival goods has recently confronted us with new problems concerning
intellectual property, as we try to adapt a legal system that was
based on owning stuff to the problem of owning information--such as
musical recordings--that can easily be shared over the Internet.
[k5264] Human practical intelligence may have co-evolved with language
(which allows know-how to be shared at low cost) and with social
cognition (which allows people to cooperate without being cheated),
yielding a species that literally lives by the power of ideas.
[k5317] or "elegant." Trivers derived the first theory in social
psychology that deserves to be called elegant. He showed that a
deceptively simple principle--follow the genes--can explain the logic
of each of the major kinds of human relationships: how we feel toward
our parents, our children, our siblings, our lovers, our friends, and
ourselves. But Trivers knew that the theory did something else as
well. It offered a scientific explanation for the tragedy of the human
condition.
[k5329] It's no mystery why organisms sometimes harm one
another. Evolution has no conscience, and if one creature hurts
another to benefit itself, such as by eating, parasitizing,
intimidating, or cuckolding it, its descendants will come to
predominate, complete with those nasty habits. All this is familiar
from the vernacular sense of "Darwinian" as a synonym for "ruthless"
and from Tennyson's depiction of nature as red in tooth and claw. If
that were all there was to the evolution of the human condition, we
would have to agree with the rock song: Life sucks, then you die.
[k5370] Nothing prevents the amoral process of natural selection from
evolving a brain with genuine big-hearted emotions. It is said that
those who appreciate legislation and sausages should not see them
being made. The same is true for human emotions.
[k5375] Thus every human relationship, even the most devoted and
intimate, carries the seeds of conflict. In the movie AntZ,
[k5404] Moral philosophers play with a hypothetical dilemma in which
people can run through the left door of a burning building to save
some number of children or through the right door to save their own
child. If you are a parent, ponder this question: Is there any number
of children that would lead you to pick the left door? Indeed, all of
us reveal our preference with our pocketbooks when we spend money on
trifles for our own children (a bicycle, orthodontics, an education at
a private school or university) instead of saving the lives of
unrelated children in the developing world by donating the money to
charity.
[k5814] In a pithy and now-famous passage, Trivers wrote: If...deceit
is fundamental to animal communication, then there must be strong
selection to spot deception and this ought, in turn, to select for a
degree of self-deception, rendering some facts and motives unconscious
so as not to betray--by the subtle signs of self-knowledge--the
deception being practiced. Thus, the conventional view that natural
selection favors nervous systems which produce ever more accurate
images of the world must be a very naive view of mental evolution.
[k5828] The theory of self-deception was foreshadowed by the
sociologist Erving Goffman in his 1959 book The Presentation of Self
in Everyday Life, which disputed the romantic notion that behind the
masks we show other people is the one true self. No, said Goffman;
it's masks all the way down. Many discoveries in the ensuing decades
have borne him out. Though modern psychologists and psychiatrists tend
to reject orthodox Freudian theory, many acknowledge that Freud was
right about the defense mechanisms of the ego. Any therapist will tell
you that people protest too much, deny or repress unpleasant facts,
project their flaws onto others, turn their discomfort into abstract
intellectual problems, distract themselves with time-consuming
activities, and rationalize away their motives.
[k5853] Self-deception is among the deepest roots of human strife and
folly. It implies that the faculties that ought to allow us to settle
our differences--seeking the truth and discussing it rationally--are
miscalibrated so that all parties assess themselves to be wiser,
abler, and nobler than they really are. Each party to a dispute can
sincerely believe that the logic and evidence are on his side and that
his opponent is deluded or dishonest or both. Self-deception is one of
the reasons that the moral sense can, paradoxically, often do more
harm than good, a human misfortune we will explore in the next
chapter.
[k5941] Consider this story: Julie and Mark are brother and
sister. They are traveling together in France on summer vacation from
college. One night they are staying alone in a cabin near the
beach. They decide that it would be interesting and fun if they tried
making love. At the very least it would be a new experience for each
of them. Julie was already taking birth control pills, but Mark uses a
condom too, just to be safe. They both enjoy making love, but they
decide not to do it again. They keep the night as a special secret,
which makes them feel even closer to each other. What do you think
about that; was it OK for them to make love? The psychologist Jonathan
Haidt and his colleagues have presented the story to many people. Most
immediately declare that what Julie and Mark did was wrong, and then
they grope for reasons why it was wrong. They mention the dangers of
inbreeding, but they are reminded that the siblings used two forms of
contraception. They suggest that Julie and Mark will be emotionally
hurt, but the story makes it clear that they were not. They venture
that the act would offend the community, but then they recall that it
was kept secret. They submit that it might interfere with future ###
relationships, but they acknowledge that Julie and Mark agreed never
to do it again. Eventually many of the respondents admit, "I don't
know, I can't explain it, I just know it's wrong." Haidt calls this
"moral dumbfounding" and has evoked it by other disagreeable but
victimless scenarios:
[k6035] The difference between a defensible moral position and an
atavistic gut feeling is that with the former we can give reasons why
our conviction is valid. We can explain why torture and murder and
rape are wrong, or why we should oppose discrimination and
injustice. On the other hand, no good reasons can be produced to show
why homosexuality should be suppressed or why the races should be
segregated. And the good reasons for a moral position are not pulled
out of thin air: they always have to do with what makes people better
off or worse off, and are grounded in the logic that we have to treat
other people in the way that we demand they treat us.
The are two kinds of people... I am an environmental
vegetarian. I do not eat meat unless it is going to be thrown away and
I am hungry.
[k6044] There are two kinds of vegetarians: those who avoid meat for
health reasons, namely reducing dietary fat and toxins, and those who
avoid meat for moral reasons, namely respecting the rights of animals.
[k6127] Americans' health was debatable. After the Exxon Valdez oil
spill, four-fifths of the respondents in one poll said that the
country should pursue greater environmental protection "regardless of
cost." Taken literally, that meant they were prepared to shut down all
schools, hospitals, and police and fire stations, stop funding social
programs, medical research, foreign aid, and national defense, or
raise the income tax rate to 99 percent, if that is what it would have
cost to protect the environment.
[k6237] With a slightly different ecosystem and evolutionary history,
we could have ended up like our cousins the orangutans, who are almost
entirely solitary. And according to evolutionary biology, all
societies--animal and human--seethe with conflicts of interest and are
held together by shifting mixtures of dominance and cooperation.
[k6306] In the Tragic Vision, moreover, human nature has not
changed. Traditions such as religion,
[k6310] We are fortunate enough to live in a society that more or less
works, and our first priority should be not to screw it up, because
human nature always leaves us teetering on the brink of barbarism. And
since no one is smart enough to predict the behavior of a single human
being, let alone millions of them interacting in a society, we should
distrust any formula for changing society from the top down, because
it is likely to have unintended consequences that are worse than the
problems it was designed to fix. The best we can hope for are
incremental changes that are continuously adjusted according to
feedback about the sum of their good and bad consequences.
[k6321] In the Utopian Vision, human nature changes with social
circumstances, so traditional institutions have no inherent value.
[k6327] Moreover, the existence of suffering and injustice presents us
with an undeniable moral imperative. We don't know what we can achieve
until we try, and the alternative, resigning ourselves to these evils
as the way of the world, is unconscionable.
[k6501] How to anticipate and limit that corruption became an
obsession of the framers. John Adams wrote, "The desire for the esteem
of others is as real a want of nature as hunger. It is the principal
end of government to regulate this passion." Alexander Hamilton wrote,
"The love of fame [is] the ruling passion of the noblest minds." James
Madison wrote, "If men were angels, no government would be
necessary. If angels were to govern men, neither external nor internal
controls on government would be necessary."
[k6543] For all its selfishness, the human mind is equipped with a
moral sense, whose circle of application has expanded steadily and
might continue to expand as more of the world becomes
interdependent. And for all its limitations, human cognition is an
open-ended combinatorial system, which in principle can increase its
mastery over human affairs, just as it has increased its mastery of
the physical and living worlds.
Pinker is all over the space of philosophical thought. I think he
does a good job but it is hard to follow unless you are used to
associative thinking in the extreme.
[k6584] Chomsky's political beliefs, then, resonate with his
scientific belief that humans are innately endowed with a desire for
community and a drive for creative free expression, language being the
paradigm example. That holds out the hope for a society organized by
cooperation and natural productivity rather than by hierarchical
control and the profit motive. Chomsky's theory of human nature,
though strongly innatist, is innocent of modern evolutionary biology,
with its demonstration of ubiquitous conflicts of genetic
interest. These conflicts lead to a darker view of human nature, one
that has always been a headache for those with anarchist dreams. But
the thinker who first elucidated these conflicts, Robert Trivers, was
a left-wing radical as well, and one of the rare white Black
Panthers. As we saw in Chapter 6, Trivers viewed sociobiology as a
subversive discipline.
[k6614] An important challenge to conservative political theory has
come from behavioral economists such as Richard Thaler and George
Akerlof, who were influenced by the evolutionary cognitive psychology
of Herbert Simon, Amos Tversky, Daniel Kahneman, Gerd Gigerenzer, and
Paul Slovic. These psychologists have argued that human thinking and
decision making are biological adaptations rather than engines of pure
rationality. These mental systems work with limited amounts of
information, have to reach decisions in a finite amount of time, and
ultimately serve evolutionary goals such as status and security.
[k6635] The rub, Frank points out, is that people are endowed with a
craving for status. Their first impulse is to spend money in ways that
put themselves ahead of the Joneses (houses, cars, clothing,
prestigious educations), rather than in ways that only they know about
(health care, job safety, retirement savings). Unfortunately, status
is a zero-sum game, so when everyone has more money to spend on cars
and houses, the houses and cars get bigger but people are no happier
than they were before. Like hockey players who agree to wear helmets
only if a rule forces their opponents to wear them too, people might
agree to regulations that force everyone to pay for hidden benefits
like health care that make them happier in the long run, even if the
regulations come at the expense of disposable income. For the same
reason, Frank argues, we would be better off if we implemented a
steeply graduated tax on consumption, replacing the current graduated
tax on income. A consumption tax would damp down the futile arms race
for ever more lavish cars, houses, and watches and compensate people
with resources that provably increase happiness, such as leisure time,
safer streets, and more pleasant commuting and working conditions.
[k6661] But if people's sense of well-being comes from an assessment
of their social status, and social status is relative, then extreme
inequality can make people on the lower rungs feel defeated even if
they are better off than most of humanity. It is not just a matter of
hurt feelings: people with lower status are less healthy and die
younger, and communities with greater inequality have poorer health
and shorter life expectancies. The medical researcher Richard
Wilkinson, who documented these patterns, argues that low status
triggers an ancient stress reaction that sacrifices tissue repair and
immune function for an immediate fight-or-flight response. Wilkinson,
[k6668] Wilkinson argues that reducing economic inequality would make
millions of lives happier, safer, and longer. This well-populated
gallery of left-wing innatists should not come as a surprise, even
after centuries in which human nature was a preserve of the
right. Mindful both of science and of history, the Darwinian left has
abandoned the Utopian Vision that brought so many unintended
disasters. Whether this non-Utopian left is really all that different
from the contemporary secular right, and whether its particular
policies are worth their costs, is not for me to argue here. The point
is that traditional political alignments ought to change as we learn
more about human beings. The ideologies of the left and the right took
shape before Darwin, before Mendel, before anyone knew what a gene or
a neuron or a hormone was. Every student of political science is
taught that political ideologies are based on theories of human
nature. Why must they be based on theories that are three hundred
years out of date?
[k6745] When culture is seen as an entity with beliefs and desires,
the beliefs and desires of actual people are unimportant. After
Timothy McVeigh blew up a federal office building in Oklahoma City in
1995, killing 168 people, the journalist Alfie Kohn ridiculed
Americans who "yammer about individual responsibility" and attributed
the bombing to American individualism: "We have a cultural addiction
to competition in this country. We're taught in classrooms and playing
fields that other people are obstacles to our own success."
[k6835] Crime in America. In arguing that the criminal justice system
should replace punishment with rehabilitation, Clark explained: The
theory of rehabilitation is based on the belief that healthy, rational
people will not injure others, that they will understand that the
individual and his society are best served by conduct that does not
inflict injury, and that a just society has the ability to provide
health and purpose and opportunity for all its
citizens. Rehabilitated, an individual will not have the
capacity--cannot bring himself--to injure another or take or destroy
property. Would that it were so! This theory is a fine example of the
moralistic fallacy: it would be so nice if the idea were true that we
should all believe that it is true. The problem is that it is not
true. History has shown that plenty of healthy, rational people can
bring themselves to injure others and destroy property because,
tragically, an individual's interests sometimes are served by hurting
others (especially if criminal penalties for hurting others are
eliminated, an irony that Clark seems to have missed).
[k6853] The Blank Slate and the Noble Savage owe their support not
just to their moral appeal but to enforcement by ideology police. The
blood libel against Napoleon Chagnon for documenting warfare among the
Yanomamo is the most lurid example of the punishment of heretics, but
it is not the only one. In 1992 a Violence Initiative in the Alcohol,
Drug Abuse, and Mental Health Administration was canceled because of
false accusations that the research aimed to sedate inner-city youth
and to stigmatize them as genetically prone to violence. (In fact, it
advocated the public health approach.) A conference and book on the
legal and moral issues surrounding the biology of violence, which was
to include advocates of all viewpoints, was canceled by Bernadine
Healey, director of the National Institutes of Health, who overruled a
unanimous peer-review decision because of concerns "associated with
the sensitivity and validity of the proposed conference." The
university sponsoring the conference appealed and won, but when the
conference was held three years later, protesters invaded the hall
and, as if to provide material for comedians, began a shoving match
with the participants.
[k6874] There can be little doubt that some individuals are
constitutionally more prone to violence than others. Take men, for
starters: across cultures, men kill men twenty to forty times more
often than women kill women. And the lion's share of the killers are
young men, between the ages of fifteen and thirty. Some young men,
moreover, are more violent than others. According to one estimate, 7
percent of young men commit 79 percent of repeated violent
offenses. Psychologists find that individuals prone to violence have a
distinctive personality profile. They tend to be impulsive, low in
intelligence, hyperactive, and attention-deficient. They are described
as having an "oppositional temperament": they are vindictive, easily
angered, resistant to control, deliberately annoying, and likely to
blame everything on other people. The most callous among them are
psychopaths, people who lack a conscience, and they make up a
substantial percentage of murderers. These traits emerge in early
childhood, persist through the lifespan, and are largely heritable,
though nowhere near completely so.
[k7064] Our species' vaunted ability to make tools is one of the
reasons we are so good at killing one another.
[k7095] A READINESS TO inflict a preemptive strike is a double-edged
sword, because it makes one an inviting target for a preemptive
strike.
[k7138] Because of the logic of deterrence, fights over personal or
national honor are not as idiotic as they seem. In a hostile milieu,
people and countries must advertise their willingness to retaliate
against anyone who would profit at their expense, and that means
maintaining a reputation for avenging any slight or trespass, no
matter how small. They must make it known that,
[k7353] But denying the logic of violence makes it easy to forget how
readily violence can flare up, and ignoring the parts of the mind that
ignite violence makes it easy to overlook the parts that can
extinguish it. With violence, as with so many other concerns, human
nature is the problem, but human nature is also the solution.
[k7688] But there is something odd in these stories about negative
messages, hidden barriers, and gender prejudices. The way of science
is to lay out every hypothesis that could account for a phenomenon and
to eliminate all but the correct one. Scientists prize the ability to
think up alternative explanations, and proponents of a hypothesis are
expected to refute even the unlikely ones. Nonetheless, discussions of
the leaky pipeline in science rarely even mention an alternative to
the theory of barriers and bias.
[k7708] That the presidents of the nation's elite universities are
happy to accuse their colleagues of shameful prejudice without even
considering alternative explanations (whether or not they would end up
accepting them) shows how deeply rooted the taboo is. The problem with
this analysis is that inequality of outcome cannot be used as proof of
inequality of opportunity unless the groups being compared are
identical in all of their psychological traits, which is likely to be
true only if we are blank slates. But the suggestion that the gender
gap may arise, even in part, from differences between the sexes can be
fightin' words. Anyone bringing it up is certain to be accused of
"wanting to keep women in their place" or "justifying the status quo."
This makes about as much sense as saying that a scientist who studies
why women live longer than men "wants old men to die."
[k7839] And it is grotesque to demand (as advocates of gender parity
did in the pages of Science) that more young women "be conditioned to
choose engineering," as if they were rats in a Skinner box.
[k7952] Scientific research on rape and its connections to human
nature was thrown into the spotlight in 2000 with the publication of A
Natural History of Rape. Thornhill and Palmer began with a basic
observation: a rape can result in a conception, which could propagate
the genes of the rapist, including any genes that had made him likely
to rape. Therefore, a male psychology that included a capacity to rape
would not have been selected against, and could have been selected
for. Thornhill and Palmer argued that rape is unlikely to be a typical
mating strategy because of the risk of injury at the hands of the
victim and her relatives and the risk of ostracism from the
community. But it could be an opportunistic tactic, becoming more
likely when the man is unable to win the consent of women, alienated
from a community (and thus undeterred by ostracism), and safe from
detection and punishment (such as in wartime or pogroms). Thornhill
and Palmer then outlined two theories. Opportunistic rape could be a
Darwinian adaptation that was specifically selected for, as in certain
insects that have an appendage with no function other than restraining
a female during forced copulation. Or rape could be a by-product of
two other features of the male mind: a desire for sex and a capacity
to engage in opportunistic violence in pursuit of a goal. The two
authors disagreed on which hypothesis was better supported by the
data, and they left that issue unresolved.
[k7968] Palmer's hypothesis that rape is on a continuum with the rest
of male sexuality makes them strange allies with the most radical
gender feminists, such as Catharine MacKinnon and Andrea Dworkin, who
said that "seduction is often difficult to distinguish from rape. In
seduction, the rapist often bothers to buy a bottle of wine."
[k8118] "The nature-nurture debate is over." So begins a recent
article [by Eric Turkheimer] -- "The Three Laws of Behavior Genetics
and What They Mean" -- as audacious as its opening sentence.
[k8125] [Turkheimer] was summarizing a body of empirical results that
are unusually robust by the standards of psychology.
[k8129] The three laws of behavior genetics may be the most important
discoveries in the history of psychology. Yet most psychologists not
come to grips with them, and most intellectuals do not understand
them, even when they have been explained in the cover stories of
newsmagazines. It is not because the laws are abstruse: each can be
stated in a sentence, without mathematical paraphernalia. Rather,
it is because the laws run roughshod over the Blank Slate, and the
Blank Slate is so entrenched that many intellectuals cannot comprehend
an alternative to it, let alone argue about whether it is right or
wrong.
[k8144] THE FIRST LAW: All human behavioral traits are
heritable. Let's begin at the beginning.
[k8199] The First Law implies that any study that measures something
in parents and something in their biological children and then draws
conclusions about the effects of parenting is worthless, because the
correlations may simply reflect their shared genes (aggressive parents
may breed aggressive children, talkative parents talkative
children). But these expensive studies continue to be done and
continue to be translated into parenting advice as if the heritability
of all traits were zero.
[k8260] "Genetic determinism!" I have already commented on this odd
reflex in modern intellectual life: when it comes to genes, people
suddenly lose their ability to distinguish 50 percent from 100
percent, "some" from "all," "affects" from "determines." The diagnosis
for this intellectual crippling is clear: if the effects of the genes
must, on theological grounds, be zero, then all nonzero values are
equivalently heretical.
[k8265] THE SECOND LAW: The effect of being raised in the same family
is smaller than the effect of the genes.
[k8285] So what do we find? The effects of shared environment are
small (less than 10 percent of the variance), often not statistically
significant, often not replicated in other studies, and often a big
fat zero. Turkheimer was cautious in saying that the effects are
smaller than those of the genes. Many behavioral geneticists go
farther and say that they are negligible, particularly in
adulthood. (IQ is affected by the shared environment in childhood, but
over the years the effect peters out to nothing.)
[k8308] THE THIRD LAW: A substantial portion of the variation in
complex human behavioral traits is not accounted for by the effects of
genes or families. This follows directly from the First Law, assuming
that heritabilities are less than one, and the Second Law. If we carve
up the variation among people into the effects of the genes, the
shared environment, and the unique environment, and if the effects of
the genes are greater than zero and less than one, and if the effects
of the shared environment hover around zero, then the effects of the
unique environment must be greater than zero. In fact, they are around
50 percent,
[k8317] A handy summary of the three laws is this: Genes 50 percent,
Shared Environment 0 percent, Unique Environment 50 percent (or if you
want to be charitable, Genes 40--50 percent, Shared Environment 0--10
percent, Unique Environment 50 percent).
[k8332] It was Rousseau who made parents and children the main actors
in the human drama. Children are noble savages, and their upbringing
and education can either allow their essential nature to blossom or
can saddle them with the corrupt baggage of
civilization. Twentieth-century versions of the Noble Savage and the
Blank Slate kept parents and children at center stage. The
behaviorists claimed that children are shaped by contingencies of
reinforcement, and advised parents not to respond to their children's
distress because it would only reward them for crying and increase the
frequency of crying behavior. Freudians theorized that we are shaped
by our degree of success in weaning, toilet training, and
identification with the parent of the same sex, and advised parents
not to bring infants into their beds because it would arouse damaging
sexual desires. Everyone theorized that psychological disorders could
be blamed on mothers: autism on their coldness, schizophrenia on their
"double binds," anorexia on their pressure on girls to be perfect. Low
self-esteem was attributed to "toxic parents" and every other problem
to "dysfunctional families." Patients in many forms of psychotherapy
while away their fifty minutes reliving childhood conflicts, and most
biographies scavenge through the subject's childhood for the roots
of the grownup's tragedies and triumphs. By now most well-educated
parents believe that their children's fates are in their hands. They
want their children to be popular and self-confident, to get good
grades and stay in school, to avoid drugs, alcohol, and cigarettes, to
avoid getting pregnant or fathering a child while a teenager, to stay
on the right side of the law, and to become happily married and
professionally successful. A parade of parenting experts has furnished
them with advice, ever changing in content, never changing in
certitude, on how to attain that outcome.
[k8398] But surely the advice is grounded in research on children's
development? Yes, from the many useless studies that show a
correlation between the behavior of parents and the behavior of their
biological children and conclude that the parenting shaped the child,
as if there were no such thing as heredity. And in fact the studies
are even worse than that. Even if there were no such thing as
heredity, a correlation between parents and children would not imply
that parenting practices shape children. It could imply that
children shape parenting practices. As any parent of more than one
child knows, children are not indistinguishable lumps of raw material
waiting to be shaped. They are little people, born with
personalities. And people react to the personalities of other people,
even if one is a parent and the other a child. The parents of an
affectionate child may return that affection and thereby act
differently from the parents of a child who squirms and wipes off his
parents' kisses. The parents of a quiet, spacey child might feel they
are talking to a wall and jabber at him less. The parents of a docile
child can get away with setting firm but reasonable limits; the
parents of a hellion might find themselves at their wits' end and
either lay down the law or give up.
[k8421] ...Perhaps what misled those eighteen federal agencies into
thinking they were getting their 25 million dollars worth was the
positive way the researchers phrased their findings: good
relationships with parents exert a protective effect. Expressed in a
different (but equally accurate) way, the results sound less
interesting: adolescents who don't get along well with their parents
are more likely to use drugs or engage in risky sex. The results sound
still less interesting expressed this way: adolescents who use drugs
or engage in risky sex don't get along well with their parents.
[k8456] In his book The Myth of the First Three Years, the cognitive
neuroscience expert Jon Bruer showed that there was no science behind
these astonishing claims. No psychologist has ever documented a
critical period for cognitive or language development that ends at
three. And though depriving an animal of stimulation (by sewing an eye
shut or keeping it in a barren cage) may hurt its brain growth, there
is no evidence that providing extra stimulation (beyond what the
organism would encounter in its normal habitat) enhances its brain
growth.
[k8653] SO HAS HARRIS solved the mystery of the Third Law, the unique
environment that comes neither from the genes nor from the family? Not
exactly. I am convinced that children are socialized--that they
acquire the values and skills of the culture--in their peer groups,
not their families. But I am not convinced, at least not yet, that
peer groups explain how children develop their personalities: why they
turn out shy or bold, anxious or confident, open-minded or
old-school. Socialization and the development of personality are not
the same thing, and peers may explain the first without necessarily
explaining the second.
[k8665] Let's return to our touchstone: identical twins growing up
together. They share their genes, they share their family
environments, and they share their peer groups, at least on
average. But the correlations between them are only around 50
percent. Ergo, neither genes nor families nor peer groups can explain
what makes them different.
[k8717] People are appalled by human cloning and its dubious promise
that parents can design their children by genetic engineering. But how
different is that from the fantasy that parents can design their
children by how they bring them up? Realistic parents would be less
anxious parents. They could enjoy their time with their children
rather than constantly trying to stimulate them, socialize them, and
improve their characters. They could read stories to their children
for the pleasure of it, not because it's good for their neurons. Many
critics accuse Harris of trying to absolve parents of responsibility
for their children's lives: if the kids turn out badly, parents can
say it's not their fault. But by the same token she is assigning
adults responsibility for their own lives: if your life is not going
well, stop moaning that it's all your parents' fault. She is rescuing
mothers from fatuous theories that blame them for every misfortune
that befalls their children, and from the censorious know-it-alls who
make them feel like ogres if they slip out of the house to work or
skip a reading of Goodnight Moon. And the theory assigns us all a
collective responsibility for the health of the neighborhoods and
culture in which peer groups are embedded.
[k8731] Childrearing is above all an ethical responsibility. It is not
OK for parents to beat, humiliate, deprive, or neglect their children,
because those are awful things for a big strong person to do to a
small helpless one. As Harris writes, "We may not hold their tomorrows
in our hands but we surely hold their todays, and we have the power to
make their todays very miserable."
[k8740] As Harris puts it, "If you don't think the moral imperative is
a good enough reason to be nice to your kid, try this one: Be nice to
your kid when he's young so that he will be nice to you when you're
old."
[k9098] Though moral sophistication requires an appreciation of
history and cultural diversity, there is no reason to think that the
elite arts are a particularly good way to instill it compared with
middlebrow realistic fiction or traditional education. The plain fact
is that there are no obvious moral consequences to how people
entertain themselves in their leisure time. The conviction that
artists and connoisseurs are morally advanced is a cognitive illusion,
arising from the fact that our circuitry for morality is cross-wired
with our circuitry for status (see Chapter 15). As the critic George
Steiner has pointed out, "We know that a man can read Goethe or Rilke
in the evening, that he can play Bach and Schubert, and go to his
day's work at Auschwitz in the morning." Conversely there must be many
unlettered people who give blood, risk their lives as volunteer
firefighters, or adopt handicapped children, but whose opinion of
modern art is "My four-year-old daughter could have done that." The
moral and political track record of modernist artists is nothing to be
proud of. Some were despicable in the conduct of their personal lives,
and many embraced fascism or Stalinism.